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case handler shall
Tradução de "case handler shall" em chinês
承办人员应
The case handler shall gain an understanding of the factors and the reasoning involved.
承办人员应了解其事实、理由。
The case handler shall review the CPA's auditing or review report, any annotations thereto, and the section headings to determine that the form and content of the issuer's financial report conforms to regulations.
承办人员应审查会计师查核 （核阅） 报告书、附注及科目明细表以确定发行人财务报表格式内容符合规定，
The case handler shall ascertain whether the materials submitted by the issuer include the financial report for the most recent period after the issuer obtained qualification, review the financial report in accordance with the provisions of Paragraph 1, Subparagraph 1 of the preceding Article, and ascertain whether it conforms to the requirements of Article 4, paragraph 2, subparagraphs 1 and 2 of the TSEC Criteria Governing Review of Call (Put) Warrant Listings.
承办人员应检视发行人所送资料是否涵盖自取得发行人资格后之最近期财务报告，并依前条第一项第二款审查要点审查之，且是否符合本公司认购 （售） 权证上市审查准则第四条第二项第一、二款之要件。
When an accountant issues an auditing report with anything other than an unqualified opinion, the case handler shall note the relevant factors and reasoning, and assess the degree of influence of those factors on the financial report.
会计师若出具无保留意见以外之查核报告，应注意其事实、理由，并评估其对财务报告之影响程度。
A case handler shall check whether the information in a financial forecast includes at least a condensed balance sheet and a condensed income statement, whether it provides a concrete opinion regarding future trends in the overall economy, the industry, and the company's main products, and whether it indicates the basis and content of important basic assumptions.
（1） 承办人员检视其财务预测信息之编制是否至少包含简明资产负债表及简明损益表，并具体说明对总体经济、产业或公司各主要产品未来走势之看法、重要基本假设之依据及内容等信息。
The TSEC case handler shall complete review of the issuance plan by market opening on the first business day after receipt of the application for issuance of call (put) warrants and report the same to the competent authority.
本公司承办人员自受理认购 （售） 权证上市申请案日起，应于次一营业日开盘前完成发行计画之审查并报请主管机关备查，
5 When the TSEC receives an application for recognition of qualification to issue call (put) warrants, the applicant company shall pay to TSEC a reviewing fee of NT$200,000, and the TSEC case handler shall undertake a formal review of the application documents and attachments. Procedures, deadlines, and matters to be reviewed shall be as follows
5 五、本公司于受理发行认购 （售） 权证资格认可申请案时，应由申请公司向本公司缴纳审查费新台币二十万元整后，承办人员再就申请书件及其附件，进行书面审查，其审查要点、程序及期限如下：
4 After accepting an application for OTC trading of securities of a foreign issuer, the GreTai case handler shall commence a document review of the application and its attachments. Guidelines, procedures, and deadlines for the document review are as follows
4 四 本中心承办人员于受理外国发行人所发行之有价证券柜台买卖申请案后，应就申请书件及其附件，进行书面审查，其审查要点，程序及期限如左：
The case handler shall become familiar with any unusual aspects of the report, and shall analyze any unusual factors in developing trends regarding the issuer's financial status and profitability, and fill out a Call (Put) Warrant Issuer's Financial Report Checklist (Attachment 2).
并就财务报表内容有无不寻常事项予以了解、分析其财务状况及获利能力之变化趋势有无异常情事，并填具认购 （售） 权证发行人财务报告检查表 （附表二） ，
After receipt of the Application for Approval of Qualification for Issuance of Call (Put) Warrants, the TSEC case handler shall, within ten business days, complete the checklists under Attachments 1-5 and submit them to higher levels for review, except where the issuer is required to submit further clarification or where the documents submitted are incomplete,
本公司承办人员自受理认购 （售） 权证发行人资格认可申请案后，除有须补充说明或所送申请书件不完备者外，应于十个营业日内完成前揭附表一至五之审查，送交逐级复核。
The case handler shall determine, based on the documents submitted by the issuer, whether the issuer's shareholder equity, profitability, and relevant contracts conform to the provisions of the Taiwan Stock Exchange Corporation Criteria Governing Review of Call (Put) Warrant Listings, and determine whether any conditions, as listed under Article 8 of those Criteria, require withholding of approval.
承办人员依据发行人所提供书件，应审查发行人之股东权益，获利能力及相关契约书件是否符合认购 （售） 权证上市审查准则之规定，并了解有无认购 （售） 权证上市审查准则第八条各款规定不宜认可情事，
The case handler shall determine whether the dispersion of call (put) warrant holders after the complete sale of the issue conforms to the standards set forth in Articles 10 and 12 of the Regulations Governing Review of Call (Put) Warrant Listings, and fill out a Call (Put) Warrant Holders Distribution Checklist (Appendix 11).
认购 （售） 权证分散情形检查发行人所提供销售完毕后认购 （售） 权证持有人分散情形是否符合认购 （售） 权证上柜审查准则第十条及第十二条相关规定标准并填具认购 （售） 权证持有人分散情形检查表 （附表十一） 。
The case handler shall review the CPA's audit or review report, any annotations thereto, and the section headings to determine that the form and content of the issuer's financial report conforms to case handler shall ascertain whether there are any unusual entries in the report, analyze whether any unusual conditions are indicated by recent developments in the issuer's financial status and profitability, and fill out a Call (Put) Warrant Issuer's Financial Report Checklist (Appendix 2). Where any unusual circumstances are discovered, the CPA shall be requested to submit an additional clarification.
财务报告承办人员应审查会计师查核 （核阅） 报告书、附注及科目明细表以确定发行人财务报表格式内容符合规定，并就财务报表内容有无不寻常事项予以了解、分析其财务状况及获利能力之变化趋势有无异常情事，并填具认购 （售） 权证发行人财务报告检查表 （附表二 ），如发现异常，应请会计师补充说明。
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