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engaging in structured note
Vertaling van "engaging in structured note" in Chinees
经营结构型商品
从事结构型商品
Securities firms engaging in structured note trading operations shall produce a monthly statement showing utilization of structured note funds, to be retained for recordation.
证券商经营结构型商品交易业务应按月编制结构型商品资金运用明细表，留存备查。
Before engaging in structured note trading with a trading counterpart, a securities firm shall first enter into a master agreement with the trading counterpart, and shall enter into separate contracts with the trading counterpart outlining the rights and obligations of both parties with regard to each trade to be undertaken.
证券商与交易相对人从事结构型商品交易前，应先与交易相对人签订总约定书，并与交易相对人针对将承作之交易分别签订契约以规范双方之权利与义务。
5 A securities firm engaging in structured note trading operations involving linked foreign financial products denominated in foreign currency shall open a foreign exchange deposit account at a designated foreign exchange bank, from which it shall conduct all deposits and remittances in connection with payment and receipt of settlement money and offshore fees.
5 五、证券商经营以外币计价连结国外金融商品之结构型商品交易业务，应于外汇指定银行开立外汇存款专户，有关交割款项及国外费用之收付，均应以该专户存拨之。
12 The transaction prices obtained by securities firms engaging in structured note trading may be invested only in domestic or foreign fixed income instruments, linked underlying securities, index-type funds, or trading in futures or derivative financial products for hedging related to the transaction currency or the linked underlying subject,
12 十二、证券商承作结构型商品所得交易价金限于投资国内、外之固定收益商品、连结标的证券、指数型基金及从事与交易币别及连结标的相关之避险性的期货或衍生性金融商品交易。
6 For a securities firm engaging in structured note trading operations involving linked foreign financial products, matters relating to settlement of funds, payment and receipt of fees, foreign exchange settlements, and payment of funds upon early termination or expiration of contracts shall be carried out according to the following
6 六、证券商经营连结国外金融商品之结构型商品交易业务，有关交割款项、费用之收付、结汇及提前解约或契约到期款项支付等，应依下列规定办理：
19 For a securities firm engaging in structured note trading, total unmatured contract principal may not exceed the applicable total principal for trades, while that in trading positions for equity-linked product trades or principal-guaranteed product trades shall not exceed two-thirds of the applicable total principal for trades.
19 十九、证券商经营结构型商品交易业务，其未到期契约本金总额，应不得超过所适用之承作总额度，且其股权连结商品交易或保本型商品交易部分各不得超过适用承作总额度之三分之二。
A securities firm engaging in structured note trading operations involving linked foreign financial products shall submit a monthly operations statement to the foreign exchange authority and the GreTai, by the fifth of the following month, on its structured note trading operations involving linked foreign financial products and showing payables remitted into clients' designated foreign exchange accounts.
证券商经营连结国外金融商品之结构型商品交易业务，应于次月五日前向外汇主管机关及证券柜台买卖中心申报连结国外金融商品之结构型商品交易业务之营业月报表及有关应付款项汇入客户指定帐户之变动情形表。
Securities firms engaging in structured note trading shall enter hedging information in the prescribed format into the GreTai information system daily for the duration of the trading contract.
证券商从事结构型商品交易者，应于交易契约存续期间透过本中心信息系统依规定之格式逐日申报避险信息。
Guidelines for securities firms engaging in structured note trading shall be separately adopted by GreTai.
证券商从事结构型商品交易注意事项，由本中心另定之。
Securities firms engaging in structured note trading operations that have linked foreign-currency financial products shall obtain approval from the Central Bank of China.
证券商经营结构型商品交易业务而有连结外币金融商品者，应经中央银行许可。
A securities firm engaging in structured note trading operations involving linked foreign financial products and denominated in New Taiwan Dollars shall explicitly set forth in the contract the foreign exchange settlement matters involved; those settlements shall be carried out in accordance with the Regulations for Receipt/Payment of Foreign Exchange or Reporting of Foreign Exchange Transactions, and added to the client's total yearly cumulative foreign exchange settlement amount.
证券商经营连结国外金融商品之结构型商品交易业务，采新台币计价者，其涉及之结汇相关事宜，应于契约中载明，依外汇收支或交易申报办法规定办理并计入客户每年累计结汇金额。
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