Monitoring compliance with licensing requirements and legal obligations and exchange listing rules.
Any other document as prescribed by the listing rules of the stock exchange.
As a result, hundreds of companies were delisted for failing to observe the new listing rules.
因此,几百家公司由于不遵守新的上市条例而被摘牌。
The exchanges may impose sanctions that include downgrading listing status, trade suspensions, delisting, and (since the recent changes to the listing rules) monetary penalties.
交易所可以实行制裁,其中包括上市地位降级、停止交易、摘牌(上市条例最近变更以来)、罚款等。
All have proposed changes to their listing rules in order to strengthen the governance and disclosure of listed enterprises.
所有这些交易所都提议改革它们的上市规则,以便加强上市企业的治理和披露。
such other documents as may be so prescribed in the listing rules of the stock exchange.
(八)证券交易所上市规则规定的其他文件。
Article 51 A stock exchange should formulate specific listing rules pursuant to the provisions of relevant laws and administrative regulations.
第五十一条 证券交易所应当根据有关法律、行政法规的规定制定具体的上市规则。
One element to consider is the harmonization of listing rules across stock exchanges, which could enable the cross-border listing of equity and bonds by entities in the region.
研究中的一项要素是协调统一各证券交易所的上市规则,以期推动本区域各实体开展股票和债券的跨境上市业务。
The framework and processes for compliance with laws, regulations, exchange listing rules, standards, best practise guidelines and the code of business conduct
遵循法律、规定、交易所上市规则,标准、最佳实践指南和业务行为准则;
Listing is also generally not linked to any recognition of a duty to society, although some listing rules do encourage companies to consider and address human rights-related impact, mainly using environmental, social and governance language.
上市与承认对社会的义务也普遍没有关系,虽然一些上市规则的确鼓励公司考虑和顾及与人权有关的影响问题,主要是通过环境、社会和治理语言。
In countries where stock exchanges retain regulatory powers to set listing rules, the degree to which the exchange competes with other local or global exchanges is an important contextual consideration.
在证券交易所保留规定上市规则的监管权力的国家,交易所在多大程度上能够与其它的地方或全球交易所竞争是一项重要的背景考虑。
In this regard it noted the influential role that stock exchanges can play in promoting high-quality sustainability reporting through listing rules and voluntary sustainability indices.
在这方面,专家组注意到,证券交易所可通过上市规则和自愿可持续性指数,在促进高质量的可持续性报告方面发挥有影响力的作用。
The listing rules and regulations of the stock exchanges govern the admission of securities to trading, but not the issuing and marketing of new securities.
证券交易所的上市规则和条例规范了证券交易所接纳的证券交易(二级市场),但不规范新证券的发行和营销(初级市场)。